E Q I Consultancy

Welcome to Eqi Consultancy Ltd, a leading provider of compliance services for the financial services industry. Established in 2002, we have a wealth of experience in offering tailored compliance guidance and support to Mortgage and General Insurance Advisers, Financial Advisors, Networks, and Lenders.

Our approach is unique, focusing on a "hands-on" relationship with each firm we work with. This involves regular meetings with senior management, advisers, and para-planners to ensure that we understand your specific needs and can provide targeted support. Our team has extensive experience working with the Financial Ombudsman Service, Financial Conduct Authority, Product Providers, and Networks.

We offer a comprehensive range of compliance services designed to help firms meet their regulatory responsibilities. Our services include compliance support, compliance health checks, FCA applications, past business reviews, complaint investigations, financial promotions services, and training and competence guidance. We also provide three different service levels: "Eqi Core", "Eqi Lite", and "Eqi Bespoke", each tailored to meet the specific needs of firms of varying sizes and complexity.

The "Eqi Core" service includes regular audit meetings, file reviews, personalized compliance procedures, assistance with FCA reporting, and a compliance helpdesk. Our "Eqi Lite" service is designed for smaller firms, offering an annual compliance health check, two file reviews per annum, regular compliance newsletters, and helpdesk support. The "Eqi Bespoke" service provides tailored support to meet the unique needs of each client.

Our goal is to build strong relationships with our clients, ensuring that we are always available to provide guidance and support whenever needed. Whether you are looking for comprehensive compliance support or a more focused, tailored solution, we are here to help.